96-10
COUNTY OF ELGIN
By-Law No. 96-10
"BEING A BY-LAW TO ESTABLISH A PURCHASING POLICY FOR THE
CORPORATION OF THE COUNTY OF ELGIN"
WHEREAS it is deemed desirable to codify standardized
procedures to ensure fair and equitable practices for the
procurement of all County goods and services.
NOW THEREFORE the Municipal Council of the Corporation
of the County of Elgin enacts as follows:
1. THAT the County of Elgin Purchasing Policy, attached as
Schedule "A", be and is hereby authorized as the standard to be
followed for the procurement of all County goods and services.
2. THAT this By-Law shall come into force and take effect
upon its passing.
READ a first and second time this 26th day of March, 1996.
READ a third time and finally passed this 26th day of March, 1996
~:./
M G Redd,
County Administrator/Clerk.
SCHEDULE "A"
By-Law No. 96-12
COUNTY OF ELGIN
PURCHASING POLICY
MARCH 1996
THE CORPORATION OF THE COUNTY OF ELGIN
A Policy for the Purchase of Goods and Services
Purpose: The purpose of this policy is to standardize procedures
to ensure fair and equitable practices for the procurement of all
County goods and services, taking into account the Municipal Guide-
lines regarding the Ontario-Quebec Procurement Agreement as
indicated in Appendix 'A' attached.
1. DEFINITIONS
For the purposes of this policy the definitions as set out in this
section shall apply:
a) "Approved Budget" means the total budget as approved by
Council for the current fiscal year.
b) "Contract" means any agreement, written or oral, including
leases and rentals between the County of Elgin and some other party
or parties for the supply of goods or services at a specified
price.
c) "Normal Operating Expenditure" means expenditures of an
operational reoccurring nature and does not include one-time
special or Capital expenditures.
2. APPLICATION OF THIS PURCHASING POLICY
This purchasing policy shall apply to the purchase of all goods and
services made on behalf of the County of Elgin.
3. GENERAL CONDITIONS - APPROVALS
When a purchase of goods or services is contemplated, the general
conditions with respect to approvals set out herein shall be
followed
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a) The Department Head shall ensure that all goods or
services to be purchased are authorized in the. approved budgets
b) When goods or services to be purchased, in order to accomplish
Council approved priorities and programs, would cause the approved
Budget to be exceeded, the Department Head shall report to County
Council through the respective Standing Committee to obtain the
approval of Council prior to engaging in a contract, subject to
sub-clause (c) herein.
c) Prior to the approval of the Current Budget a Department may
incur normal operating expenditures up to 40% of the previous
year's Budget.
4. PROCEDURE FOR THE SELECTION OF SUPPLIES OR SERVICES
a) Verbal ouotations
Orders for goods or services with a value between $1,000.00 and
$4,999.00 shall not be placed until at least three (3) verbal
quotations are obtained. These quotations must be documented on the
Quotation Summary Form. In the absence of quotations from three
suppliers for the goods or services requested, or if the lowest
quotation that meets all acceptable standards and specifications is
not selected then an explanation on the Quotation Summary Form
is required in all cases.
b) written ouotations
Orders for goods or services with a value between $5,000.00 and
$24,999.00 shall not be placed until at least three (3) written
quotations are obtained. A written specification must accompany
the request to potential suppliers for goods or services
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ordered with a value greater than $10,000.00 The written
quotations must be summarized on the Quotation Summary Form. In
the absence of three suppliers willing to provide a written
quotation for the goods or services requested, an explanation on
the Quotation Summary Form will be required. If the lowest
quotation that meets all acceptable standards and specifications is
not selected, the Department Head must report to the respective
Standing Committee and County Council prior to the purchase of the
goods or services. In all cases, the purchase of goods and
services must be authorized by Committee and Council prior to
procurement.
c) Tenders
1. All goods or services to be purchased with a value exceeding
$25,000.00 must be tendered in writing.
2. All tenders shall be publicly advertised in the London Free
Press and the st. Thomas Times Journal, unless otherwise specified
by County Councilor the various Ministries. The tender advert-
isement must allow sufficient time between the advertisement and
the closing date of the tender to allow suppliers the opportunity
to examine details pertaining to the tender, to obtain all
necessary documents, and to complete and submit the formal tender
documentation.
3. Tenders shall be opened publicly at a pre-determined time in
the presence of the Chairman of the appropriate Standing Committee
or designate and the Department Head or designate.
4 FOllowing a thorough review of all tenders received, the
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Départment Head must report to County Council through the
appropriate Standing Committee, recommending the preferred bid.
5. EXCEPTIONS TO PROCEDURE FOR SELECTION OF SUPPLIERS
a) Emerqencv Purchases
This method of purchasing may be used when the circumstances
warrant immediate action or when health and safety and the public
interest are in jeopardy, and where this method of purchasing would
result in an over-expenditure or an unbudgeted expenditure of
$2,500.00 or more. Emergency purchases require the approval of the
Department Head and must be reported to Council through the
appropriate Standing Committee.
b) Oualified Supplies
Qualified suppliers are defined as suppliers of goods or services
of a specialized nature which, due to the nature of the goods or
services, make it impractical to change suppliers frequently.
Banking, legal, audit, and insurance are examples of services which
Would require qualified suppliers. It will be the responsibility
of the Department Head to assess the appropriateness of using
qualified suppliers. Ongoing contracts with qualified suppliers,
where annual expenditures exceed $5,000.00, will be reviewed at
least every three years by the appropriate Standing Committee, in
order to assess the continued suitability of those suppliers. The
Department Head will be responsible for preparing such a review.
c) Proposal Method· of Purchasinq
This method of purchasing shall be used onlv where the expertise
for developing proper specifications lies in the hands of the
supplier, or where additional information is required and it is
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impractical to call for tenders, such as in the retention of
consulting services. A minimum of three prQPosals must be
documented on the Quotation Summary Form. The Department Head must
report to Council through the appropriate Standing Committee,
recommending a preferred supplier if the recommended proposal
exceeds $25,000.00.
d) Co-Operative Purchasinq
Every department will have regard to the Co-Operative Purchasing
Agreement and will not deviate from the terms and conditions of
said agreement.
6. PURCHASING PROCEDURES
a) No purchase shall be made without authorization of the
Department Head or his/her designate.
b) Exceptions to Sec. 6, sub. sec. (a) :
- petty cash purchases
- utilities, telephone, benefits, expense claims
c) The appropriate invoice along with all accompanying
documentation, including the Quotation Summary Form, will be
forwarded to the Department Head for approval of payment. Here,
the Department Head is approving all documentation as being in good
order and that departmental spending is within approved budgetary
levels, as prescribed by County Council.
d) Tenders/Quotations that are equal in price shall be decided on
quality, performance, references and service, among other factors
considered relevant to the service or goods. If both suppliers
are judged to be equal in price, quality and service, a flip of the
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coin in the presence of both suppliers would determine the success-
ful bidder.
e) A copy of the Quotation Summary Form shall be sent to the
County Treasurer who shall inspect each form for compliance with
the policy. The Treasurer shall sign the form indicating that
he/she has reviewed it. The Department Head who authorized the
purchase, is ultimately responsible for the transaction.
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THE COUNTY OF ELGIN
QUOTATION SUMMARY FORM
Department
Verbal ____ (>$1,000<=$4,999) Good or Service Requested:
written ____ (>$5,000<=$24,999)
SUÞÞlier Price Remarks
I I I I
I I I I
I I I I
I I I I
* USE REVERSE TO PROVIDE ADDITIONAL INFORMATION IF REQUIRED.
This document must be filled out for the above-noted verbal or
written quotation amounts. If less than three quotations are
obtained or if the recommended quotation is higher than the lowest
quotation that meets all acceptable standards and specifications,
an explanation must be provided on this form. Approval from the
appropriate standing Committee is required if the amount of the
purchase is greater than $2,500.00 and the recommended quotation is
higher than the lowest quotation that meets all acceptable
standards and specifications.
RECOMMENDATION:
Signature Date
Department Head
Signature Date
Treasurer
A'
Municipal Information Request
Ontario-Quebec Procurement Agreement
APPENDIX
Municipal Finance Branch
777 Bay Street
Toronto ON M5G 2E5
Fax (416) 585-6315
Ministry of
Municipal Affairs
and Housing
®
Ontario
.... . -...-
Ontario must comply with the terms and conditions of the
Agreement which comes into effect July 1, 1995
Municipalities throughout
Ontario-Quebec Procurement
Ontario and affects all Broader
of
This Agreement was signed in 1994 by the Government
Public Sector entities including municipalities.
The information provided by municipalities to the Ministry of Municipal Affairs and Housing
will be used to meet the reporting requirements of the Ontario-Quebec Trade Agreement
Mail.
this Form and Return by Fax or
Please Complete
Municipal I.D. Number
Municipality
be using
the municipality wi
methods
Please indicate which one or combination of procurement
to comply with the terms of the Procurement Agreement
Daily Newspaper
o
o
o
Suppliers List
Use of
Electronic Tendering
-.
to advertise construction procurements valued
the Ministry of Municipal Affairs and Housing
If the municipality is using Newspaper Advertising
at $100,000 or more, the municipality must inform
by completing the following section
Designated Daily Newspaper
767 (07195)