01-11
COUNTY OF ELGIN
By-Law No. 01-11
BEING A BY-LAW TO ESTABLISH A PURCHASING POLICY FOR THE
96-10'
CORPORATION OF THE COUNTY OF ELGIN AND TO REPEAL BY-LAW NO.
WHEREAS it is deemed desirable to codify standardized procedures to ensure fair
and equitable practices for the procurement of all County goods and services
Elgin
of the Corporation of the County of
Counci
the Municipal
NOW THEREFORE
enacts as follows
1. THAT the County of Elgin Purchasing Policy, attached as Schedule "A", be and is
hereby authorized as the standard to be followed for the procurement of all County goods
and services
its passing
s hereby repealed
nto force and take effect upon
the same
THAT By-Law no. 96-10 be and
this By-Law shall come
THAT
2
3
2001
-
D.J. McPhai
Warden.
2001
time and finally passed this 10th day of Apri
. G. onald,
Chief Administrative Officer
day of Apri
this 10th
READ a second and third
READ a first time
SCHEDULE "A"
By-Law No. 01-11
COUNTY OF ELGIN
PURCHASING POLICY
APRIL 2001
THE CORPORATION OF THE COUNTY OF ELGIN
A Policy for the Purchase of Goods and Services
Purpose The purpose of this policy is to standardize procedures to ensure fair and
equitable practices for the procurement of all County goods and services, taking into
account the Municipal Guidelines regarding the Ontario-Quebec Procurement Agreement
as indicated in Appendix 'A' attached.
1. DEFINITIONS
For the purposes of this policy the definitions as set out in this section shall apply:
a) "Approved Budget" means the total budget as approved by Council for the current
fiscal year.
b) "Contract" means any agreement, written or oral, including leases and rentals
between the County of Elgin and another party or parties for the supply of goods or
services at a specified price.
c) "Normal Operating Expenditure" means expenditures of an operational recurring
nature and does not include one-time special or Capital expenditures.
2. APPLICATION OF THIS PURCHASING POLICY
This purchasing policy shall apply to the purchase of all goods and services made on
behalf of the County of Elgin.
3. GENERAL CONDITIONS - APPROVALS
When a purchase of goods or services is contemplated, the general conditions with
respect to approvals set out herein shall be followed
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a) The Department Head shall ensure that all goods or services to be purchased are
authorized in the approved budgets.
b) When goods or services to be purchased, in order to accomplish Council approved
priorities and programs, would cause the approved Budget to be exceeded, the
Department Head shall report to Council for approval prior to engaging in a contract,
subject to sub-clause (c) herein.
c) Prior to the approval of the Current Budget a Department may incur normal operating
expenditures up to 40% of the previous year's Budget.
4. PROCEDURE FOR THE SELECTION OF SUPPLIES OR SERVICES
a) Verbal Quotations
Orders for goods or services with a value between $5,000.00 and $49,999.00 shall not be
placed until at least three (3) verbal quotations are obtained. These quotations must be
documented on the Quotation Summary Form. In the absence of quotations from three
suppliers for the goods or services requested, or if the lowest quotation that meets all
acceptable standards and specifications is not selected then an explanation on the
Quotation Summary Form is required in all cases.
b) Written Quotations
Orders for goods or services with a value between $5,000.00 and $49,999.00 shall not be
placed until at least three (3) written quotations are obtained. A written specification must
accompany the request to potential suppliers for goods or services ordered with a value
greater than $10,000.00. The written quotations must be summarized on the Quotation
Summary Form. In the absence of three (3) suppliers willing to provide a written quotation
for the goods or services requested, an explanation on the Quotation Summary Form will
be required. If the lowest quotation that meets all acceptable standards and specifications
is not selected, the Department Head must report to Council prior to the purchase of the
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goods or services. n a cases, Council must authorize the purchase of goods and
services prior to procurement.
c) Tenders
1. All goods or services to be purchased with a value exceeding $50,000.00 must be
tendered in writing.
2. All tenders shall be publicly advertised in the London Free Press and the St. Thomas
Times-Journal, unless otherwise specified by Councilor the various Ministries. The
tender advertisement must allow sufficient time between the advertisement and the
closing date of the tender to allow suppliers the opportunity to examine details pertaining
to the tender, to obtain all necessary documents, and to complete and submit the formal
tender documentation.
3. Tenders shall be opened publicly at a pre-determined time in the presence of the
Warden or designate and the Department Head or designate.
4. Following a thorough review of all tenders received, the Department Head must
report to Council, recommending the preferred bid.
5. EXCEPTIONS TO PROCEDURE FOR SELECTION OF SUPPLIERS
a) EmerQencv Purchases
This method of purchasing may be used when the circumstances warrant immediate
action or when health and safety or the public interest are in jeopardy, and where this
method of purchasing would result in an over-expenditure or a non-budgeted expenditure
of $2,500.00 or more. Emergency purchases require the approval of the Department
Head and must be reported to Council at the next scheduled meeting
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b) ualified Su ers
Qualified suppliers are defined as suppliers of goods or specialized services which, due to
the nature of the goods or services, make it impractical to change suppliers frequently.
Banking, legal, audit, and insurance are examples of services that would require qualified
suppliers. It will be the responsibility of the Department Head to assess the
appropriateness of using qualified suppliers. Ongoing contracts with qualified suppliers,
where annual expenditures exceed $5,000.00, will be reviewed at least every three years
by Council, in order to assess the continued suitability of those suppliers. The
Department Head will be responsible for preparing such a review.
c) Proposal Method of Purchasinq
This method of purchasing shall be used onlv where the expertise for developing proper
specifications lies in the hands of the supplier, or where additional information is required
and it is impractical to call for tenders, such as in the retention of consulting services. A
minimum of three proposals must be documented on the Quotation Summary Form. The
Department Head must report to Council, recommending a preferred supplier if the
recommended proposal exceeds $50,000.00.
d) Co-Operative Purchasinq
Every department will have regard to the Co-Operative Purchasing Agreement and will not
deviate from the terms and conditions of said agreement.
6. PURCHASING PROCEDURES
a) No purchase shall be made without authorization of the Department Head or
designate.
b) Exceptions to Sec. 6, sub. sec. (a):
petty cash purchases
utilities, telephone, benefits, expense claims.
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C) The appropriate invoice along with all accompanying documentation, including the
Quotation Summary Form, will be forwarded to the Department Head for approval of
payment. Here, the Department Head is approving all documentation as being in good
order and that departmental spending is within approved budgetary levels, as prescribed
by Council.
d) Tenders/Quotations that are equal in price shall be decided on quality, performance,
references, and service, among other factors considered relevant to the service or goods.
If both suppliers are judged to be equal in price, quality, and service, a flip of the coin in
the presence of both suppliers would determine the successful bidder.
e) A copy of the Quotation Summary Form shall be sent to the Director of Financial
Services who shall inspect each form for compliance with the policy. The Director of
Financial Services shall sign the form indicating that he/she has reviewed it. The
Department Head, who authorized the purchase s ultimately responsible for the
transaction
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THE COUNTY OF ELGIN
UOTATION SUMMARY FORM
Department
Verbal (>$1,000<=$4,999) Good or Service Requested:
Written (>$5,000<=$49,999)
Supplier Price Remarks
I II I
I I: I I
I II I
I II I
. USE REVERSE TO PROVIDE ADDITIONAL INFORMATION IF REQUIRED.
This document must be filled out for the above-noted verbal or written quotation amounts.
If less than three quotations are obtained or if the recommended quotation is higher than
the lowest quotation that meets all acceptable standards and specifications, an
explanation must be provided on this form. Approval from County Council is required if
the amount of the purchase is greater than $2,500.00 and the recommended quotation is
higher than the lowest quotation that meets all acceptable standards and specifications.
RECOMMENDATION:
-
-
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Signature Date
Department Head
Signature Date
Director of Financial Services
A
MUnIClpa nformation Request
Ontario-Quebec Procurement Agreement
Ontario must comply with the
Agreement which comes
the
terms and conditions of
nto effect 1 1995
APPENDIX
Municipal Finance Branch
7T7 Bay Street
Toronto ON M5G 2.E5
Fax (416) 585-6315
Municipalities throughout
Ontario-Quebec Procurement
M i n istry of
Municipal Affairs
and Housing
®
Ontario
..- . -..-.
Broader
July
Ontario and affects al
of
ïhis Agreement was signed in 1994 by the Government
Public Sector entities including municipalities.
ïhe information provided by mUnicIpalities to the Ministry of Municipal Affairs and HOUSIng
will be used to meet the reporting requirements of the Ontario-Quebec Trade Agreement.
¡
Ma
this Form and Return by Fax or
Please Complete
Muntclpal 1.0. Number
3+000
Muntcipality
be uSing
the municipality wi
methods
procurement
Agreement
Please Indicate which one or combination of
to comply with the terms of the Procurement
Dai!y Newspaper
o
to adver;ise construction procurements valuec
the Minis,r¡ of Municipal Affairs and Housing
Advertising
nform
Suppliers List
f the municipality IS uSing Newspape
at $î 00,000 or more, the municipality must
by completing the following section
r
Use of
Electronic ïendering
u
n
~
Designated Daily Newspaper
7'51 (01,'95)